broker

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broker

Drug slang
A regional term for a go-between in a drug deal.
 
Health insurance
A person licensed by the state who places business with several insurers; the broker, while paid a commission by the insurer, represents the buyer rather than the insurer.
 
Vox populi
Any person who acts as a go-between between an offerer or buyer and seller of goods or services.
References in periodicals archive ?
Then they can go and recruit registered representatives to sell through them.
FINRA found that Katherine Moore, Barron Moore's president, chief executive officer and principal owner, failed to supervise the registered representatives who engaged in the misconduct and failed to ensure that Barron Moore had adequate supervisory procedures concerning the sale of unregistered securities.
In addition to easing the transition burden for new independents, the turnkey office program also complements Cambridge's branch builders' initiative by pairing interested Registered Representatives with expanding branch offices across the country.
OneAmerica Securities' registered representatives always look for more efficiency and better value for their clients with quality response and accurate transactions," said Matt Peterson, President & CEO of eFileCabinet.
Investacorp Registered Representatives and investment advisers will continue to operate in the retail space under the traditional independent broker model, but will have access to additional tools and resources.
The company's longevity is a tribute to the registered representatives, who know their clients' goals, resources and risk tolerances on an individual basis and to their ability to offer a full range of investment alternatives.
I am excited by the tremendous strides the team at Investors Capital Corporation has made over the past year and I am confident that we will continue to work with the most qualified and talented registered representatives in the financial services industry," said Andrew Effron.
First Montauk conducts securities brokerage, insurance, investment banking and advisory business and has approximately 275 registered representatives and services over 50,000 retail and institutional accounts, which comprise over $3 billion in customer assets.
AMEX: ICH), today became one of the industryeIUs first independent broker-dealers to offer comprehensive group health, dental, vision, life & disability insurance for its registered representatives.
Insurance and Mutual Fund Companies use InfoSource as an efficient method of distributing product information and sales tools directly to registered representatives.
won the Broker/Dealer ACE Award, which recognizes the brokerage firms that sell TIC interests, with whom the registered representatives contract.

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