register with the financial intermediary
During his career, Crooke has also worked at Northern Rock, where he held various roles, lastly accountable for both intermediary
relationships and the branch retail network across Scotland and Northern Ireland.
(4) An intermediary
of a review website creates a public profile on
Now, anyone who can come up with the PS250 registration fee and PS250 per year can become an intermediary
This article states that the intermediary
is required to record every transaction and that the clubs or players using intermediaries must submit the intermediary
's registration and any other documents in relation to every transaction carried out using the intermediary
Before carrying out any of the credit intermediation activities, the credit intermediary
or appointed representative shall provide the consumer with at least the following information on paper or on another durable medium:
Cognizable client claims against insurance intermediaries for failing to procure insurance or placing deficient insurance are nothing new, (5) but the intermediary
's potential exposure does not end with the client's malpractice claim.
Regulators have neither defined social media, nor prohibited its use by intermediary
Currently the information supply is largely unregulated as to what the user has to share and how the intermediary
can potentially use it.
Funding, which is intended to spark business expansion and create jobs, will be made available through USDA's Intermediary
Relending Program (IRP).
Principle 4: When an intermediary
sells a complex financial product on an unsolicited basis (no management, advice or recommendation), the regulatory system should provide for adequate means to protect customers from associated risks.
Mike Mount, director of intermediary
sales, said of the launch: "Through the Cardiff office we are looking to bring our expertise in client-focused discretionary portfolio construction to professional intermediaries across the UK.