It noted that, "as these were not included in broker
's proprietary accounts, these were not captured in the broker
ownership report submitted by PSE's Corporate Secretary."
have become a large contributor to the franchise sales process.
Related: HealthCare.gov Web broker
list shrinks again
The Real Estate Broker
Confidence Index for the market six months from now similarly decreased 0.26 points quarter-over-quarter to 6.47 from 6.73.
The risk manager has to invest the time to educate the broker
about the company's business and its place in its industry so the broker
can be successful in the market, says Gary Pearce, vice president of the Risk Management Group at workforce solutions company Kelly Services Inc.
The Zimmerman plaintiffs claimed they were deceived into accepting a mortgage they could not afford and that both broker
and lender conspired to induce them to accept the loan based on the broker
's misrepresentations about their income and future refinancing.
Regarding the Merrill Edge trading platform, one of the Best-Online-Brokers.com reviewers had this to say, “By working with the team in the Advisory Center, you will get the help you need to set financial goals, define a customer specific plan of action, as well as help you stay on track by reviewing and adjusting your portfolio with you.” Each review on the site has been individually researched and thoughtfully written to communicate both the pros and cons of any individual stock broker
For example, a broker
can have a written exclusive with the seller, or just a verbal understanding in a nonexclusive arrangement.
AICPA members have contacted the AICPA to clarify their professional ethical obligations when asked for "comfort letters" by lenders and mortgage brokers
. Depending on how practitioners respond to such requests, they may be at risk for failing to comply with AICPA professional standards.
Despite the doomsday prospect of commissions slashed by the transition to consumer-driven health care, there is surprising optimism in the broker
"Across the nation, far too many real estate brokers
spend tens of thousands of dollars on custom Web sites, only to realize their investment didn't meet their needs," said Rusty Lindquist, vice president of Broker
and Agent Products for a la mode.
During the judging interview, risk managers were asked to base their opinions on three factors: the broker
's knowledge in the client's particular industry, the broker
's creativity in finding solutions to difficult risk-related problems and the broker
's record on client service.