The survey of state securities regulators
showed that an estimated 44% of all investor complaints are made by seniors and that unregistered securities, variable annuities and equity-indexed annuities are the most pervasive financial products involved in senior investment fraud.
In 1984 Mooney Controls introduced the Flowgrid regulator
--marking the next development in flexible element regulators
should also mandate tougher emission standards for new cars and trucks; require car manufacturers to buy-back and scrap highly polluting vehicles before they can sell new ones; insist that fleet operators retrofit dirty diesel engines; and impose stricter rules on the use of industrial cleaning solvents, paint and consumer products such as hair spray.
He is convinced that Germany and the UK will get things moving in strengthening the hand of financial regulators
on the European stage.
A red flag for regulators
appears if a newly merged company will dominate a market.
It's complicated, inefficient, and duplicative; more than one of the regulatory agency employees I spoke with acknowledged that having four separate regulators
makes it more difficult to monitor problems and devise solutions.
is expected to be issued shortly.
I don't agree with another regulator
should rate the rating agencies, but I do think regulators
need to put pressure on the agencies to reveal their rating methodology.
The mandates of many national regulators
extend beyond energy, raising questions of efficiency and synergy.
One Brokerage Principal Glen Moltoni said: We are excited to carry the Regulator
should explore adoption of federal standards to provide a comprehensive and uniform system of reinsurance regulation.
North Dakota Insurance Commissioner Jim Poolman said the NAIC is open to improving its process, but said one of his concerns is "putting regulators
in the middle of a potential deal.