Therefore, sellers who make such promises must include the material terms of the refund or cancelation policies in an attachment to the disclosure document
The disclosure laws in Canada require a franchisor to present a prospectus-style disclosure document
to a franchisee a minimum of 14 days prior to entering into an agreement or any money changing hands.
The MSRB has been collecting information from municipal securities dealers for nearly 20 years, and transaction data for more than 15 years, and it welcomes the opportunity to be designated as the central repository for continuing disclosure documents
. The MSRB's ability to be the sole source of all municipal securities information is beneficial to the entire marketplace, especially investors and issuers.
As part of the Annuity Disclosure model, a disclosure document
The disclosure documents
were introduced in 2004 when the FSA took over regulation of the mortgage market, to make it easier for consumers to shop around and compare loans.
* Check Form ADV and other disclosure documents
to ensure that all material and potential conflicts are disclosed adequately.
The underlying tax disclosure would be in compliance with section 10.35 because it will either (1) be filed with the SEC and, thus, subject to the SEC exception (assuming the transaction is not a "listed transaction" or a "principal purpose transaction"), or (2) include the marketed opinion legend if the disclosure document
is not filed with the SEC.
Clive Briault, FSA managing director of retail markets, said: 'We acknowledge the effort firms have made to produce the new mortgage disclosure documents
and in our review we have seen some good examples.
The company's newest service, uSign, is the industry's first real-world electronic document delivery and electronic signature service, allowing lenders to interface directly with the homebuyer for immediate approval of loan application and disclosure documents
. Today, eLynx customers account for more than 30 percent of all mortgage originations.
Because the information posted on the site is legally available to anyone through public disclosure documents
or private information gathering agencies, Kirkland may find itself in the unenviable position of arguing that it is permissible to procure this information but not to pass it along to others.
The quality and credibility of disclosure documents
that public companies file with the SEC is key to this approach.
According to financial disclosure documents
, the church gave Rep.