The SEC has issued guidance to assist investment managers
in applying Sec.
The investment manager
must avoid churning and aim to achieve "best execution" according to the Draft Resolution.
The less an investment manager
depends on one source of information, the better.
Since Rollprint was unhappy only with its current provider's recordkeeping and administration, the committee initially favored replacing the vendor for one function without changing the investment manager
The concerns include the potential for the investment manager
such investments and, after agreement with the Investment Manager
, will agree the
AdvisorWeb allows external investment managers
to download data from the M&I Trust System to their PCs and their professional portfolio management applications.
It wasn't too many years ago that proxy voting was considered by plan sponsors to be an administrative burden that was the responsibility of the investment manager
I think it's important to note this because lawyers will tell you that it's possible under ERISA to have either the plan sponsor or the investment manager
vote your proxies.
But you, along with the investment manager
, should determine what the guidelines are, including those for investment strategies and asset types.
The primary objective of an investment manager
is not necessarily to 'beat the market' over the short run.
2009, the 'Investment Manager
and Alternative Funds Criteria' is a global sector-specific criteria report that will be used in rating investment managers
and alternative funds and debt issued by investment managers
and their funds.