When Morgan Stanley left the protocol, attorneys with the consultancy MarketCounsel and Hamburger Law
Firm said it appeared that Bressler had not immediately released this news.
The Hamburger Law
Firm, Tabner, Ryan and Keniry LLC and Jackson Lewis advised PKS.
asked Brian Hamburger, founder of the New Jersey-based Hamburger Law
Firm and its affiliate, MarketCounsel, which offers RIA compliance services.
Though the firm maintains a close relationship with its affiliate, Hamburger Law
Firm, Market Counsel has developed in-house most of the human capital it requires.
But thoughtful souls have only to consider the Hamburger Law
to put their heads back on straight.
Kupfer (Partner, Hamburger Law
Firm), and focuses on:
On Wednesday, attorneys with the consultancy MarketCounsel and Hamburger Law
Firm said it appeared that Bressler did not immediately release news about Morgan Stanley's departure, which would have negatively affected some departing reps.
Brian Hamburger, of the New Jersey-based Hamburger Law
Firm and its affiliate MarketCounsel, which offers RIA compliance services, said that while he "applauds" the SEC for increasing its presence exams, the SEC is "really talking about reallocating from one type of advisor exam to another advisor exam," which doesn't equate to increasing the actual number of advisor exams.
One of the relationships I've used over the years is with New Jersey-based MarketCounsel, and the Hamburger Law
Brian Hamburger, founder of the New Jersey-based Hamburger Law
Firm and its affiliate MarketCounsel, which offers RIA compliance services, argued, however, that it's not the "industry's responsibility" to pay the SEC to conduct exams, as user fees would require.
Securities attorneys I have talked with over the years, including Brian Hamburger, of the Hamburger Law
Firm and MarketCounsel LLC, have expressed a preference for the professionalism and fairness of AAA arbitrators.
To get a more informed opinion about why FINRA doesn't do this, I had a subsequent conversation with securities attorney Brian Hamburger, CEO of the RIA compliance firm Market Counsel, and senior partner of the Hamburger Law